COMPLIANCE OFFICER

Developing, implementing, and monitoring compliance and AML/CFT frameworks in line with regulatory requirements (including FIU, RBZ, Microfinance Act, ZAMFI, and FATF standards).

Key Responsibilities:
• Conducting risk-based internal audits, inspections, and reviews across branches and business units to ensure policy and regulatory adherence.
• Reviewing client onboarding, KY/EDD processes, and high-risk transactions for compliance with AML/CFT regulations.
• Liaising with regulators, auditors, and correspondent partners on compliance-related
matters and responding to audit enquiries.
• Preparing compliance and audit reports for management and the board, ensuring timely submission of statutory returns.
• Ensure organization-wide implementation and compliance with robust data management and protection policies and systems, including risk identification and mitigation, handling data-related queries and complaints, and supporting reviews and audits to ensure regulatory compliance, data security, and continuous process improvement.

• A degree in Banking & Finance or Insurance and Risk Management
• Professional certification or training in AML/CFT, Compliance, or Risk Management (e.g., ACAMS, FIU/MEFMI training, Certificate in Credit Management).
• Minimum 3-5 years experience in compliance, AML/CFT, audit, risk, or banking operations - preferably within a microfinance or banking institution.
• Experience in engaging with FIU, RBZ, ZAMFI, or similar regulators is required.

• Conducting risk-based internal audits, inspections, and reviews across branches and business units to ensure policy and regulatory adherence.
• Reviewing client onboarding, KY/EDD processes, and high-risk transactions for compliance with AML/CFT regulations.
• Liaising with regulators, auditors, and correspondent partners on compliance-related
matters and responding to audit enquiries.
• Preparing compliance and audit reports for management and the board, ensuring timely submission of statutory returns.
• Ensure organization-wide implementation and compliance with robust data management and protection policies and systems, including risk identification and mitigation, handling data-related queries and complaints, and supporting reviews and audits to ensure regulatory compliance, data security, and continuous process improvement.

Submit detailed CV and cover letter to hr@solten.co.zwClick to Apply

Additional Links:
• Click to Apply: https://www.solten.co.zw/ (opens in new window)